Our Client a clean energy private equity fund is looking for an experienced FCA compliance paralegal to support the Risk and Compliance lead in a variety of administrative and compliance matters.  The ideal candidate will have experience working as a regulatory paralegal in either the FCA, a law firm, or in house for a publicly listed company. The successful candidate will have high attention to detail.   

Your workload will include: 

Publications Review 

• Assist in drafting and amending all RNS, interim and annual reports 

• Helping to prepare first draft of FCA applications, reports and filings  

Compliance 

• Assist risk and compliance support to maintain effective compliance and monitoring policies and protocols 

• Maintain various logs and entries required to ensure compliance with GDPR, Internal NDA and MAR regulations and compliance monitoring processes 

• Assist to conduct annual and biannual trainings  

• Monitor and announce open and closed periods 

• Track regulatory developments and provide risk and compliance updates and reports for IC, board and annual meetings 

• Where necessary, researching points of law and provide concise and accurate and business-relevant summaries 

Company Secretarial 

• Assisting with Company Secretarial matters including drafting board and shareholder communications, resolutions and minutes, filing documentation with Companies House and keeping statutory books up to date 

• Assist in filing and managing company regulatory obligations, including under the FCA.  

Requirements: 

• 2-5 years experience 

• Attention to detail and discipline with deadlines 

• Self-motivated and pride in work product